CCL:G: Negative frequency problem



   There have been several posts recently with questions and proposed solutions to the problem of "too many negative frequencies" for transition-state (TS) structures.

   First, at the risk of sounding needlessly didactic, the frequencies are not "negative," they are imaginary. It is the computed force constant that is negative. In the quantum mechanical harmonic oscillator (QMHO) approximation, the frequency is related to the square root of the force constant, and hence it is imaginary. It is a historical curiosity, probably relating to the difference between FORTRAN floating point and character variables, that most codes print the specific frequencies as negative numbers rather than appending Euler's "i" after the magnitude.

   On a more substantial front, several posters have offered suggestions for removing the "minor" imaginary frequency by perturbing geometries along the predicted normal mode, reoptimizing, generally jiggling structures, etc. Such procedures can indeed be effective, but only if the imaginary frequency is really there... Left unaddressed (at least in the most recent iteration of this thread -- I have vague memories that others may have posted to CCL on this point before) is the possibility that the unwanted imaginary frequency is an artifact of the quadrature grid used in a DFT calculation (recent posters have not actually specified their level of electronic structure theory, but given the prevalence of DFT in modern calculations, one suspects this was indeed their choice).

   Most (if not all) modern DFT functionals do NOT permit an analytic evaluation of the necessary volume integrals of the exchange-correlation potential. Instead, the integrals are solved via a quadrature procedure over a 3-dimensional grid. The so-called analytic derivatives and second derivatives are thus NOT analytic derivatives of the correct integrals, they are analytic derivatives of the quadrature schemes for these integrals. The accuracy of any quadrature approach depends on the density of the grid points, and, of course, the cost of the integral evaluation also goes up with the number of grid points. So, codes like Gaussian, Jaguar, ADF, NWChem, ORCA, etc. (sorry if I left out your favorite) have come up with default integration grids that represent good compromises for speed and accuracy. However, the demands on grid size increase as one becomes interested in not just the value of an integral, but also in the value of its first and second derivatives with respect to atomic positions. Thus, it is not at all uncommon with default grids to find a geometry that seems by all accounts to be, say, a local minimum, but gives a small imaginary frequency even though it has no symmetry and all attempts to rotate methyl groups (for instance) fail to eliminate the problem. TS structures can certainly suffer from exactly the same phenomenon. The problem is that the force constant is not being computed accurately enough by the quadrature scheme, NOT that there really is a negative curvature on the potential energy surface.

   So, what can one do? Some codes permit one to choose a finer quadrature grid, and this often does solve the problem. Of course, one can then worry about whether one should go back and recompute one's full set of stationary points with this finer grid (it's only computer time...) but at least one knows that the issue is not a chemical one. Another option is to compute the frequencies by finite difference of the first derivatives (probably even MORE expensive and not really an ideal option). Lastly, one can boldly rely on one's chemical intuition to know when one is being plagued by this problem and attempt to sleep well while blithely ignoring the issue (after all, the mode in question will have a "true" frequency that will contribute negligibly to zero-point vibrational energy, and negligibly to enthalpy, and will be so small that the correct value should not be used on the QMHO approximation for entropy in any case).

   For those wishing for a more complete discussion of these issues, I believe that Fritz Schaefer and co-workers recently published a paper or two comparing the convergence of default quadrature grids for various properties in various codes, but I'm too lazy to do the literature search for these inquiring individuals. Happy hunting.

Chris Cramer

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Christopher J. Cramer

University of Minnesota

Department of Chemistry

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