CCL:G: is CAS-SCF first-order density matrix idempotent



 Sent to CCL by: Robert Molt [r.molt.chemical.physics===gmail.com]
 a.)  Yes, using Molcas, GAMESS, or Molpro
 b.) There is no restriction to integer values for natural orbitals in CAS.
 
See Rodney Bartlett's book on coupled cluster theory (Many-Body Methods in Chemistry and Physics), or Peter Szalay's review article on MR-CI in Chemical Reviews, 2012, or Mark Gordon's tutorials on MC-SCF http://www.msg.ameslab.gov/tutorials/mcscf2.pdf
 c.) I have no idea what Gaussian does. Sorry.
 On 9/24/18 4:08 PM, Thomas Manz thomasamanz~~gmail.com wrote:
 
 Dear colleagues,
 
We recently ran some CAS-SCF calculations in Gaussian 16. When visualizing the orbitals in GaussView 5 or outputting the natural orbitals to a WFX file (e.g., pop=NO   output=wfx), the natural orbitals are listed as fully occupied or fully empty. (In other words, the CAS-SCF first-order density matrix is claimed to be idempotent.) This is different than the behavior that occurs with Gaussian's MP2, coupled-cluster, SAC-CI, or CISD  calculations, which print fractional orbital occupancies, and generally speaking have non-idempotent first-order density matrices. The systems we are studying are some small diatomic molecules (e.g., Be2, B2, etc.)
 
I am confused about whether the claimed whole number occupancies of the CAS-SCF natural orbitals is a real effect or whether it is a bug in the Gaussian software? According to literature references, an N-representable first-order density matrix can in general have fractional natural orbital occupancies (i.e., it can be non-idempotent). But also, there is not a one-to-one map between the first-order density matrix and physical observables: two calculations with identical electron density distributions can have different first-order density matrices. Consequently, I have not yet been able to rule out whether this is just a representation issue.
 Can anyone offer specific insights into the following questions:
 
(1) Has anyone observed a non-idempotent first-order density matrix (i.e., fractional natural orbital occupancies) when performing CAS-SCF calculations using any software program?
 
(2) Can anyone offer a concrete answer as to whether the CAS-SCF first-order density matrix should or should not in general be idempotent? (Please omit discussions of trivial one or two-electron systems, since they are too simple.) Is there theory or literature references to back this up?
 
(3) If the CAS-SCF first-order density matrix is not supposed to be idempotent, is there a reasonably easy and fast way to extract the CAS-SCF natural orbital fractional occupancies from Gaussian 16 calculations? (Caution: This needs to be based on actual experience, rather than conjectures.)
 
By the way, this issue is not new to Gaussian 16; we observed the same behavior for Gaussian 09. At this point, I do not understand whether this behavior is "real" or a "bug". Can anyone provide clarification?
 Sincerely,
 Tom Manz
 associate professor
 Chemical & Materials Engineering
 New Mexico State University
 
 --
 Dr. Robert Molt Jr.
 r.molt.chemical.physics-,-gmail.com